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Archive for Mediation

Mediation – Meeting Together or Meeting in Separate Rooms

Posted by Gerald Williams 
· October 15, 2019 
· No Comments

The typical mediation involves five people: the mediator, the two parties and the attorneys for the two parties. (Alternatively, there will be just the parties and the mediator, or perhaps one party will have an attorney and one will not.) If the parties are unable (or unwilling) to meet together, then the mediation will proceed in separate rooms – one party and their attorney in one room, and the other party and their attorney in the other room, with the mediator moving between rooms conducting shuttle diplomacy.

Parties may be unable to meet together because of a history of domestic violence or the existence of a restraining order. If the parties are not otherwise unable to meet together, one or both parties may choose to meet in separate rooms to reduce the tension and avoid a destructive confrontation. (Since mediation is voluntary, so too should the prospect of meeting together in one room be voluntary.)

The session may begin together, and then break out into separate rooms for parts of the session, or possibly for the remainder of the session. The breakout may happen at the request of a party, at the request of an attorney, or at the direction of the mediator. Most often the party or attorney calls for a caucus so that the party and attorney can confer privately. Most often the mediator calls for a caucus because at times more progress can be made using the shuttle diplomacy model.

In addition to the mediator meeting with one party and the party’s attorney, there will sometimes be occasions for the mediator to meet with the attorneys only. Mediators often choose this option in order to determine the most efficient use of time, by addressing with the attorneys what discourse might be helpful in reaching resolution versus other discourse that might simply be a waste of time.

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Categories : Mediation

Making an Effective Offer of Settlement in Mediation

Posted by Gerald Williams 
· July 2, 2019 
· No Comments

When negotiating a settlement during a mediation, and the time comes to make an offer, many people believe you need to go high (if you are the recipient of the settlement) or to go low (if you are the one making the payment). The logic is that, this way, you are setting things up so that hopefully the other party responds with a counterproposal that is at or around the settlement you are seeking.

Most family law mediations do not play out that way. Certainly not when both parties have agreed to pay half of the mediator’s fees, possibly in addition to their own attorney’s fees, to get to settlement. If they could have settled the matter merely by trading a proposal and a counterproposal, and that is all it takes, one might wonder whether they needed a mediator in the first place.

In many cases, one is well-served to take a different approach. It may be worthwhile to make an offer that is a stretch for you, a proposal that meets, or even slight exceeds, your limit. Because any offer of settlement that you make that is not accepted, is an offer that you are not obligated to follow through on. You only have to follow through on the offer if it is accepted.

If you make a “comfortable” offer, and the other party rejects or counters it, no big surprise. You haven’t learned much from that negotiation. If you make a “stretch” offer, and the other party rejects or counters it, then two important things result. (A) You are not required to follow through on the offered terms (so, in the end, no harm in having made the offer); and (B) You have learned more than you would have by having a comfortable offer rejected.

Having a comfortable offer rejected results in an impasse of sorts. But it might be an impasse avoided by digging a little deeper and stretching the proposal outside your comfort zone. Conversely, having a “stretch” offer rejected is an indication that the impasse is a true sign that the issue cannot be resolved in mediation. If the parties are going to have to incur the cost and the risk of litigating the issue in court, they are both better off with a genuine impasse, rather than an impasse resulting from one or both parties just keeping their heels dug in the sand.

So, the “risk” of making a “stretch” offer is that it is accepted. Then, you are contractually bound to honor the offered terms. That is a “nice problem” to have if it means that the case is settled, and it is unnecessary to litigate the issue in court.

It is important not to make an offer that you are not prepared to follow through on. But it may be equally important not to limit your “best offer” to something that is not a “stretch,” especially one that perhaps factors in the risk and cost of litigation. Because if you stick with the comfortable offer, you may end up at a somewhat unmeaningful impasse.

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Categories : Mediation

Child-Inclusive Mediation

Posted by Gerald Williams 
· January 15, 2014 
· 1 Comment

As an attorney, I have been involved in countless parenting disputes, mediations and evaluations in which the issue of a child’s preference is considered, or ruled out, as a factor.  The Minnesota custody statute sets forth the child’s preference as a factor to be considered, “if the court deems the child to be of sufficient age to express preference.”  See Minn. Stat. Section 518.17, subs. 1(a)(2).

For many custody professionals, the issue is not so much the child’s preference as it is the child’s perspective.  The notion of a preference contemplates that the child is choosing between the parents.  That is one of the worst things that anyone could compel a child to do, regardless of whether it is the parent, the family court judge, an attorney, or a custody professional pushing for the child to do so.  Moreover, for every instance in which the child’s bona fide preference has a true bearing on the determination of the parenting plan, there are many instances in which a parent – maybe both parents – have a mistaken belief that the child (a) genuinely has a preference and (b) the child’s preference should be a determining factor in the parenting plan.

Child-inclusive mediation is designed to address head-on the child’s perspective.  In so doing, the child’s preference, if it has a true bearing on the determination of the parenting plan, can be factored in.  The model provides for the involvement of a mediator and a child consultant.  The child has contact only with the child consultant, not with the mediator, and certainly not with the family court or either parent’s attorney.  What the child consultant learns from his or her meeting with the child is then shared with the parents and the mediator so that the child’s perspective can be given proper attention as the parents attempt to resolve parenting disputes.

In December 2013, I took mediator training for child-inclusive mediation, the first training of its kind in Minnesota.  I am eager to pursue child-inclusive mediation in 2014 and in future years, either as a mediator or as an attorney representing one of the parents.  The process holds a great deal of promise for properly balancing the interest of keeping children out of parenting disputes, but allowing children to have a voice in the parenting plan that emerges from those disputes.

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Categories : Child Custody, General Family Law, Mediation

Divorce Mediation – With or Without an Attorney?

Posted by Gerald Williams 
· January 5, 2010 
· No Comments

When a divorce case is submitted to the family law mediation process, the parties sometimes will have their attorneys present, and sometimes will not. Most mediators will not insist on the attorneys being present or on the attorneys being excluded from the process. However, it is also the case that most mediators will require that either both parties have their lawyers attend, or neither. Since the foundation of the mediation process is a balance of power, and an even playing field, the presence of an attorney for one party and not for the other inherently throws off that balance.

One disadvantage of having attorneys attend mediation is the cost to the parties for not only the mediator’s time (most often billed hourly, though we offer flat fee mediation) but the attorneys’ time as well (also usually billed hourly). One disadvantage of excluding attorneys from the mediation session is the prospect that one party (or both parties) consulting with the attorney AFTER the mediation session will thwart any agreements reached during the mediation.

Commonly, the parties agree in advance to the presence, or absence, of counsel. If there is disagreement about this issue, the mediator will likely weigh in to recommend how to proceed; oftentimes based upon how many issues need to be mediated, and how complex the issues are. If there are many contested issues, or any complex issues to be addressed, the mediator is more likely to encourage the attorneys to attend mediation with the parties.

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Categories : Divorce, Mediation

Why Family Law Mediation Is a Good Idea

Posted by Gerald Williams 
· April 19, 2009 
· No Comments

Family law mediation is a forum in which a neutral party (the mediator) meets with parties to help facilitate a settlement of the disputed issues or, in the alternative, to rule out settlement exhaustively, and help the parties reach an impasse.  The mediator has no authority to make a decision or impose something upon one of the parties against their will; and the process is confidential.

There are three basic reasons that family law mediation is a good idea. 

  1. First, if the mediator is successful in facilitating a resolution, the case concludes without protracted litigation.  
  2. Second, most family court judges will insist that there be efforts to settle the case out of court before proceeding with trial.  
  3. Third, it is a helpful trial preparation tool.

It is important to note that the latter two reasons are applicable if mediation is unsuccessful, that there is more to proceeding with mediation than getting the case settled.  If you appear before the family court for trial, you are likely to be in better standing with the family court judge if the judge knows that the court’s decision is necessary, and the dispute is compelling enough not to have been resolved in mediation. The impasse reached in mediation is more meaningful than the impasse reached when a couple with communication problems stops speaking to each other.

Finally, for purposes of trial preparation, mediation allows the courtroom disputes to be narrowed, and more sharply defined.  The confidential communications, while inadmissible in court, do provide some insight about the strengths and weaknesses of your case and the opposing party’s case.  The family court judge who decides the case is likely to navigate through similar logic, questions and considerations that play out in the mediation sessions.  The trial of a case in which mediate was unsuccessfully attempted is more effective for the parties and the court than a trial proceeding that transpires from “square one.”

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Categories : Divorce, General Family Law, Mediation

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Minnesota divorce attorney, Gerald O. Williams, represents clients in divorce and family law primarily in the communities of Woodbury, St. Paul, Minneapolis, Eagan, Inver Grove Heights, Cottage Grove, Maplewood, Oakdale, Lake Elmo, and Stillwater, as well as the greater seven county metro area including Washington, Ramsey, Hennepin, Dakota, Anoka, Scott, and Carver.