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Intelligent Impasse

Posted by Gerald Williams 
· February 6, 2020 
· No Comments

When parties to a divorce or child custody action are disagreeing on issues, they may feel very strongly about their position. They may want the opportunity to have their dispute heard by the family court. And if the family court directs them to attempt to resolve the dispute in mediation, or some other form of alternative dispute resolution, they may feel like that would be a waste of time.

Their attorneys may be willing to pursue their wish for a day in court. That may require a less-than-valiant effort to settle the case with the mediator. But in such an instance, if an impasse is declared, it is not an intelligent impasse. It is an impasse by default.

An intelligent impasse is one in which each party has explored a range of possibilities beyond their strongly-held position. Or at least as wide a range as possible in the circumstances. If the issue has not been thoroughly explored in an effort to negotiate an agreement, then declaring an impasse is premature.

Similarly, if the case is pending, and the court wishes to know the status of the case, the parties may inform the court that there is no resolution, and the parties are at an impasse. It would be wrong for the case to proceed to trial, simply in the absence of a written stipulation. The courtroom should not be the place where, and the time when, the facts and circumstances of the issue are first explored in detail. Many judges will not be satisfied if alternate dispute resolution has been attempted nominally, but the parties have not made a sincere effort to reach a resolution.

So, if an attorney says, “Your Honor, we have not resolved the case, and we are ready for trial,” the question is, is it an intelligent impasse, or not?

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Categories : General Family Law

Legal Separation

Posted by Gerald Williams 
· January 11, 2020 
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An action for legal separation is similar to an action for marriage dissolution (a/k/a divorce), except that a legal separation does not break the bonds of matrimony. Therefore, the parties remain married.

The legal separation is often confused with people who are separated pending a divorce. When a couple is getting divorced, and during the divorce they are separated, this is not a legal separation. (There is nothing illegal about their separation, but it is not a legal separation.)

When a couple seeks a legal separation instead of a divorce, typically it is for one of three reasons: (1) Residency; (2) Spiritual Concerns; (3) Substantive Issues.

(1) Residency. There is no residency requirement for a legal separation. In Minnesota, there is a 180-day residency requirement for a marriage dissolution. So, if someone has not resided in Minnesota for 180 days, but would like some form of relief, they may pursue a legal separation. (Note: in such instances, it may be more sound to simply seek the marriage dissolution as soon as the residency requirement is met.)

(2) Spiritual Concerns. If one or both spouses is concerned that dissolving the marriage is a spiritually unacceptable option (due to one’s personal emphasis on the sanctity of marriage), they may seek a legal separation to balance the interests of separating from their spouse and not breaching the marital vows. Since only one spouse would need to declare that the marriage is irretrievably broken in order for the family court to grant a divorce, a legal separation in this circumstance would require that either both spouses stand by the principle of not pursuing a divorce, or at least that one spouse respects the principles adhered to by the other spouse.

(3) Substantive Issues. In decades past, there were certain pension programs that simply would not pay benefits to a former spouse. (Examples: police pensions, firefighters pensions.) Therefore, the couple would have to stay married because otherwise the spouse of the pension participant would be deprived of their marital interest in the pension. That issue has not presented itself in the last 15 to 25 years. But more recently, a parallel issue has arisen with health insurance. In recent years, it is more common that a former spouse is not entitled to health insurance benefits than it was five or ten years ago. That said, a couple concerned about this issue should be sure to explore the options available in the event of divorce, and to compare and contrast what policies or programs might offer versus continuation coverage through their existing provider.

One reason NOT to pursue a legal separation is as a means to provide their spouse with a wake-up call, and make them change their ways, and/or to bring about a reconciliation. When reconciliation is successful, it is almost always with the help of a therapist or counselor, and through lots of effort and commitment on the part of both spouses. Using a legal separation essentially as an ultimatum is both procedurally and substantively improper. It is procedurally inappropriate because the family court process should be used for marriage dissolutions and proper legal separations, not for veiled efforts to reconcile. It is substantively improper because the terms of a legal separation are permanent and final; therefore, the relief should not be sought from the court if it is not meant to be permanent and final.

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Categories : General Family Law

Annulment

Posted by Gerald Williams 
· November 17, 2019 
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Many people seek to annul their marriage because they realize shortly after getting married that they feel the marriage is a mistake. However, that is not the basis for nullifying the marriage. The grounds for annulment, in Minn. Stat. Section 518.02, are (a) mental incapacity or infirmity on the part of one spouse unknown to the other spouse; (b) incapacity at the time or solemnization due to alcohol or drugs; (c) consent by force or fraud coupled with no subsequent voluntary cohabitation; (d) lack of physical capacity to consummate the marriage unknown to the other spouse; and (e) being underage. (Minn. Stat. Section 517.02 sets forth the minimum age for marriage to be 18, or 16 with the consent of parents or guardians.)

The fact is, a marriage dissolution in the case of a very short marriage is no more complicated than an annulment. So in most (if not all) instances in which someone wishes to pursue an annulment, but does not qualify under the statute, one can pursue a marriage dissolution, and most such divorces happen expeditiously.

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Categories : General Family Law

Parental Alienation

Posted by Gerald Williams 
· October 31, 2019 
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Parental alienation is the phrase used to describe one parent’s intentional efforts to fuel a child’s negative feelings about the other parent. The phrase is used loosely in many situations involving parents who do not get along well. But there are many cases in which a parent’s campaign to alienate a child from the other parent is real and consequential.

Parental alienation is an example of the problems that arise from high-conflict co-parenting. It stands to reason that if there the less conflict between the parents, and the higher level of cooperation, communication and mutual respect, that better the child will fare. And there are some parents who experience conflict and a lack of cooperation but who do not engage in any kind of parental alienation.

When parental alienation is present, the alienating parent is likely to deny any intentional alienation. They will argue that the child is not bonded with the other parent, and that the problem has nothing to do with their own alienating behavior. Either way, the situation calls for the involvement of a therapist. If the real problem is a lack of bonding, and not parental alienation, the relationship dynamics can be improved with therapy. And if the real problem is actual parental alienation, the situation can also be improved with a family therapist.

The most unfortunate scenario is one where custody is modified as a result of parental alienation. The family court has the authority and discretion to do this. But how sad for (a) a child’s living situation to be disrupted by (b) being placed into the primary custody of a parent about whom the child has been fed lots of negative information and (c) the child may have no good understanding of why this is happening.

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Categories : Child Custody, Parenting Time, Uncategorized

Mediation – Meeting Together or Meeting in Separate Rooms

Posted by Gerald Williams 
· October 15, 2019 
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The typical mediation involves five people: the mediator, the two parties and the attorneys for the two parties. (Alternatively, there will be just the parties and the mediator, or perhaps one party will have an attorney and one will not.) If the parties are unable (or unwilling) to meet together, then the mediation will proceed in separate rooms – one party and their attorney in one room, and the other party and their attorney in the other room, with the mediator moving between rooms conducting shuttle diplomacy.

Parties may be unable to meet together because of a history of domestic violence or the existence of a restraining order. If the parties are not otherwise unable to meet together, one or both parties may choose to meet in separate rooms to reduce the tension and avoid a destructive confrontation. (Since mediation is voluntary, so too should the prospect of meeting together in one room be voluntary.)

The session may begin together, and then break out into separate rooms for parts of the session, or possibly for the remainder of the session. The breakout may happen at the request of a party, at the request of an attorney, or at the direction of the mediator. Most often the party or attorney calls for a caucus so that the party and attorney can confer privately. Most often the mediator calls for a caucus because at times more progress can be made using the shuttle diplomacy model.

In addition to the mediator meeting with one party and the party’s attorney, there will sometimes be occasions for the mediator to meet with the attorneys only. Mediators often choose this option in order to determine the most efficient use of time, by addressing with the attorneys what discourse might be helpful in reaching resolution versus other discourse that might simply be a waste of time.

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Categories : Mediation

Three Levels of Discovery in Divorce

Posted by Gerald Williams 
· September 26, 2019 
· No Comments

When one is proceeding with a divorce and gathering information from the other party, the goal is to be fully informed about all of the relevant facts and circumstances of the case. Whether the case is amicable or not, both parties have a duty of candor and an obligation to provide full disclosure of information to avoid defrauding the other party and the family court. That means that one must respond to the discovery requests of the other party, but must also provide additional information (even if the other party has not requested it) if such information is relevant to a fair and equitable resolution of all the issues in the divorce.

Different cases call for different kinds of discovery. Formal discovery requests include interrogatories (i.e., written demand for answers to specific questions), requests for production of documents, and depositions (i.e., oral testimony placed on record with a court reporter, but not in a courtroom). Informal discovery is the exchange of information without those formalities, and without formal deadlines under threat of a motion to the family court for failure to comply.

Sometimes formal discovery is more than what is needed, and informal discovery will suffice; for instance, in relatively amicable divorce cases. However, sometimes formal discovery is less than what is needed, because of the concern that someone will not be deterred from defrauding the other party and the court. In that event, it may be necessary to enlist the services of a private investigator to track down missing information or expose inaccurate or incomplete records provided by the other party.

I would estimate that roughly three-quarters of cases proceed with informal discovery, avoiding extra time and expense of formal procedures. Relatively few cases (one to two percent) require the involvement of a private investigator, and the remaining minority of cases call for formal discovery.

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Categories : Divorce

Main Track and Crisis Track in Parenting Plans

Posted by Gerald Williams 
· July 31, 2019 
· No Comments

When separated parents are working out a co-parenting arrangement, and one of the parents suffers from mental illness, alcoholism, or chemical dependency, the other parent sometimes will often be concerned about a potential crisis. The crisis would involve the addict parent’s relapse or the mentally ill parent’s breakdown. So the other parent will seek a parenting plan that factors the potential crisis into the regular parenting schedule. They may seek curtailed parenting time, supervised parenting time, or even the suspension of parenting time altogether. Sometimes this will happen in an effort to disingenuously gain an advantage in the parenting schedule. But sometimes it will be a completely genuine concern.

Not only does an emphasized focus on the potential crisis improperly stigmatize the parent with addiction or mental illness, it is a disservice to the child(ren) as well. The children deserve to have a parenting schedule that is “normal.” It is more constructive to create a parenting plan that has a Main Track and a Crisis Track. The Main Track is the parenting schedule that proceeds without regard to the addiction or mental illness. It allows normalcy for the affected parent and (probably more importantly) the children. The Crisis Track is the schedule (or conditions, or suspension of parenting time) that is to be in place in the event of a crisis.

There is the potential for the parties to disagree about the occurrence or onset of a crisis, and whether the Crisis Track should be triggered or not. But establishing a Main Track and a Crisis Track is helpful in moving beyond getting the parenting plan worked out.

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Categories : Child Custody, Mental Health, Parenting Plans, Parenting Time

Making an Effective Offer of Settlement in Mediation

Posted by Gerald Williams 
· July 2, 2019 
· No Comments

When negotiating a settlement during a mediation, and the time comes to make an offer, many people believe you need to go high (if you are the recipient of the settlement) or to go low (if you are the one making the payment). The logic is that, this way, you are setting things up so that hopefully the other party responds with a counterproposal that is at or around the settlement you are seeking.

Most family law mediations do not play out that way. Certainly not when both parties have agreed to pay half of the mediator’s fees, possibly in addition to their own attorney’s fees, to get to settlement. If they could have settled the matter merely by trading a proposal and a counterproposal, and that is all it takes, one might wonder whether they needed a mediator in the first place.

In many cases, one is well-served to take a different approach. It may be worthwhile to make an offer that is a stretch for you, a proposal that meets, or even slight exceeds, your limit. Because any offer of settlement that you make that is not accepted, is an offer that you are not obligated to follow through on. You only have to follow through on the offer if it is accepted.

If you make a “comfortable” offer, and the other party rejects or counters it, no big surprise. You haven’t learned much from that negotiation. If you make a “stretch” offer, and the other party rejects or counters it, then two important things result. (A) You are not required to follow through on the offered terms (so, in the end, no harm in having made the offer); and (B) You have learned more than you would have by having a comfortable offer rejected.

Having a comfortable offer rejected results in an impasse of sorts. But it might be an impasse avoided by digging a little deeper and stretching the proposal outside your comfort zone. Conversely, having a “stretch” offer rejected is an indication that the impasse is a true sign that the issue cannot be resolved in mediation. If the parties are going to have to incur the cost and the risk of litigating the issue in court, they are both better off with a genuine impasse, rather than an impasse resulting from one or both parties just keeping their heels dug in the sand.

So, the “risk” of making a “stretch” offer is that it is accepted. Then, you are contractually bound to honor the offered terms. That is a “nice problem” to have if it means that the case is settled, and it is unnecessary to litigate the issue in court.

It is important not to make an offer that you are not prepared to follow through on. But it may be equally important not to limit your “best offer” to something that is not a “stretch,” especially one that perhaps factors in the risk and cost of litigation. Because if you stick with the comfortable offer, you may end up at a somewhat unmeaningful impasse.

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Categories : Mediation

Harassment

Posted by Gerald Williams 
· June 1, 2019 
· No Comments

It is not unusual in divorce and family law cases for issues to arise that pertain to harassment. Not harassment as in physical or sexual assault, or residential picketing (although these do constitute harassment by statute). It is the form of harassment defined as “repeated incidents of intrusive or unwanted acts, words, or gestures that have a substantial adverse effect or are intended to have a substantial adverse effect on the safety, security, or privacy of another, regardless of the relationship between the actor and the intended target.” Minn. Stat. Section 609.748, subd. 1(a)(1).

What is an unwanted act in one person’s view is completely innocuous in another person’s view – especially when the two persons involved do not get along. Therefore, it is necessary to clearly identify that something (such as showing up unannounced at one’s residence, or sending hostile emails) is unwanted. It is a matter of setting the record straight, for example, on whether a rash of emails is hostile or harmless.

Essentially, it is a 3-strike rule. Strike 1: Offender engages in conduct that Recipient considers hostile, but Offender considers (or claims to be) harmless. Recipient is fed up, and so informs Offender in writing. Recipient is well served to make it clear in the written correspondence that Recipient (a) finds the act to be hostile, not harmless; (b) therefore, future similar conduct is unwanted; and (c) legal action will be taken if Offender persists. Strike 2: Offender persists with hostile conduct. Under these circumstances, the act squarely fits the statutory definition of harassment, because Recipient has clearly called out the fact that the conduct is unwanted. Offender cannot reasonably claim that the conduct is innocuous when Recipient has identified the “unwantedness” in writing. If Recipient is successful in obtaining a Harassment Restraining Order from the court restraining Offender from the unwanted conduct, that leads to… Strike 3: Offender further persists with hostile conduct, and is subject to arrest and prosecution.

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Categories : General Family Law

Co-Parenting: More Decisions As Kids Get Older

Posted by Gerald Williams 
· April 30, 2019 
· No Comments

If parents separate when their children are young, hopefully by the time the children are teens, they have a level of cooperation that provides for smooth co-parenting decisions. And if the children are teens when the parents separate, it can add an extra challenge to establish workable grounds rules in both homes. Here are three categories of expenses and decisions for parents to tackle as the children get older.

  1. Extracurricular activities. How many different activities should a kid be allowed to pursue? How much time should a child devote to activities (esp. so as to avoid a negative impact on the child’s grades and health)? Does the activity have additional levels of time commitment and expense that the child and both parents need to agree on?
  2. Cell phones. At what age should a child be allowed to have a cell phone? Should its use be restricted as a discipline tool? Should its use be restricted in general? Are there the same ground rules at both parents’ homes?
  3. Driving. When does the child get his or her own car? Funded by the child? By one or both parents? By another loved one? Does the child fill the gas tank? Are there restrictions on when the child is allowed to drive? Restriction by hour? By distance?

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Categories : Child Custody
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Minnesota divorce attorney, Gerald O. Williams, represents clients in divorce and family law primarily in the communities of Woodbury, St. Paul, Minneapolis, Eagan, Inver Grove Heights, Cottage Grove, Maplewood, Oakdale, Lake Elmo, and Stillwater, as well as the greater seven county metro area including Washington, Ramsey, Hennepin, Dakota, Anoka, Scott, and Carver.